Services
Schedule a 30-minute introductory call to learn about our services, discuss your firm’s compliance needs, and determine whether Texas RIA Compliance is the right fit for your firm.
Consulting Onboarding Call
Once your firm joins Texas RIA Compliance, we will conduct an in-depth, one-hour interview to understand your business and identify any compliance matters that need attention.
To minimize disruption to your staff and clients, we recommend scheduling the call after market hours or on the weekend. The call can be completed from home, and no documents are required beforehand.
After the interview, we will request documents on a rolling basis, review them, and provide corrections and clear explanation
Client Consultation Call
As a Texas RIA Compliance client, you can contact your consultant directly by text or email whenever you have a question. If you need a more detailed discussion, use this option to schedule an extended consultation call.
These calls are included with your ongoing consulting service at no additional charge.
Training and Educational Seminars
Our consultants provide customized training and educational seminars on compliance-related topics for your firm’s staff. Programs can be tailored to address your firm’s specific operations, risks, and training needs.
Training and seminars are available for a separate fee.
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